On behalf of Brewer, Pritchard & Buckley, P.C. posted in securities fraud on Thursday, November 29, 2018. Business opportunities are difficult for many Texans to turn away from and part of that is the securities industry. With new products and advancements seemingly coming about every day, there is always a chance and a desire to...
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SEC compliance and enforcement requires legal advice
On behalf of Brewer, Pritchard & Buckley, P.C. posted in sec compliance and enforcement on Friday, November 16, 2018. In Texas, when dealing with issues that pertain to the Securities and Exchange Commission as a part of doing business, making a legal mistake can be extensively damaging to the business and individuals who are working...
Read MoreAffirmative defense for an insider trading investigation
On behalf of Brewer, Pritchard & Buckley, P.C. posted in sec compliance and enforcement on Thursday, November 1, 2018. Texas businesses and investors are always seeking an advantage to make wise decisions. Getting information – or “tips” as it is often called – can be alluring and seem harmless. However, when the Securities and Exchange...
Read MoreTips for getting a business off the ground
On behalf of Brewer, Pritchard & Buckley, P.C. on Tuesday, October 30, 2018. If you’ve considered starting your own business, you’re not alone. Many people dream of being their own boss and taking a good idea to the bank. Unfortunately, what most people don’t realize is that getting a business up and running takes a...
Read MoreWhat whistleblower protections are available under the law?
On behalf of Brewer, Pritchard & Buckley, P.C. posted in false claims/qui tam claims on Friday, October 19, 2018. When when there is an accusation by the Texas government or federal government that a health care provider has been engaging in illegal activities related to it, it will pursue them and penalize them. This is...
Read MoreProminent businessman accused of SEC violations
On behalf of Brewer, Pritchard & Buckley, P.C. posted in sec compliance and enforcement on Friday, October 5, 2018. For people who are prominent in business dealings in the U.S., it is important to adhere to the law and avoid allegations of wrongdoing by the Securities and Exchange Commission. When it is a publicly-held company...
Read MoreInvestment advisor and franchisor accused of securities fraud
On behalf of Brewer, Pritchard & Buckley, P.C. posted in securities fraud on Friday, September 21, 2018. Texans who are working in the financial industry or create products related to it must be cognizant of the Securities and Exchange Commission and how it scrutinizes the business. Even when there is a belief that a product...
Read MoreNFL player and comedy writer arrested for SEC violations
On behalf of Brewer, Pritchard & Buckley, P.C. posted in sec compliance and enforcement on Thursday, September 6, 2018. When people are earning money from a lucrative job in Texas and throughout the U.S., there is an inevitable desire to take that money and build it into something even more substantial. People who are seeking...
Read MoreConsider liabilities before entering a sole proprietorship
On behalf of Brewer, Pritchard & Buckley, P.C. on Thursday, August 30, 2018. A sole proprietorship is a simple business form in which one person owns the business. It’s common for small, locally-run businesses to start out this way. Operating a business under this formation can be financially beneficial. The owner avoids big corporation taxes....
Read MoreAdvantages and Disadvantages of an LLC
On behalf of Brewer, Pritchard & Buckley, P.C. posted in business formations on Tuesday, August 28, 2018. If you are forming a business, there are many options as to how to proceed. Your choices will depend on the nature of your business, the number of partners, the financing, and how much liability protection you need....
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